Former Deputy Director Of FinCEN Discusses Its Priorities
The U.S. government’s first-ever list of anti-money laundering priorities contains no surprises. Financial institutions should …
U.S. Firm Pays $350,000 To Settle AML Charges
The U.S. Financial Industry Regulatory Authority has fined Precision Securities of San Diego in California …
U.S. Agencies To Standardize Rules For Third-Party Relationships
U.S. federal banking regulatory agencies are seeking public comment about new guidelines to govern the …
EU Presents Comprehensive AML Proposals
The European Commission has published four legislative proposals with the aim of centralising the EU’s …
Whose Compliance Data Is It Anyway?
These days, many compliance software vendors are slicing, dicing and restricting access to data that …
U.S. Reminds Its Banks: You Cannot Delegate Responsibility For Compliance
U.S. federal financial regulators have clubbed together to remind banks that they cannot escape their …
Screening - When Problems For Compliance Officers Become Problems For Customers
Instant payment providers are facing problems as they try to honour their promises to process …
Extend DMA To Cover Payment Services, Says ECON
The European Parliament’s influential Economic and Monetary Affairs Committee (ECON) has published a “draft opinion” regarding the …
Regtech Roundup: What The Regulators Say
Commentaries about regulatory information technology tend to dwell on the initiatives, products, mergers and plans of …